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Part 11 of 11: Measure the Betterment, Improvement, and Increased Resiliency of the Community

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Measuring and communicating the progress of recovery increases public confidence in the recovery process by promoting transparency, accountability and efficiency. It enables local leadership to identify ongoing recovery needs and engages partners in providing assistance and problem resolution. Recovery progress serves as a tracking mechanism for improving and adjusting recovery strategies and activities and ensuring continuing improvement. Communities determine how to qualify and quantify their progress. They measure progress toward recovery holistically, recognizing that recovery outcomes and impacts are measured beyond a single criterion such as dollars spent or assistance delivered on a program-by-program basis. The following are successful strategies for measuring progress:

Part 10 of 11: Track and Report Community Recovery Projects and Success

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Most community disaster recovery operations result in a Long-term Community Recovery Plan (LTCR) or Recovery Actions List(s) that will provide guidance to the disaster-stricken community as it progresses down the pathway of recovery.  LTCR and Recovery Action Lists are unique to the community and portray the goals that express the long-term recovery vision of the community members that were developed through the participatory planning process.  It is important to recognize that although LTCR Plans and Action List present a broad breadth of recovery projects and action-oriented recovery alternatives, these plans do not provide strategies as to how to implement these projects or provide communities with guidance on how to navigate the various recovery assistance programs or how best to manage the recovery process. 

Obtaining commitment to the Community Recovery Plan or Recovery Action List(s) by community leaders, key stakeholders and public officials outside of the disaster-stricken community is a necessity for sustained long-term community recovery activities, regardless of how small or significant these commitments may be. A written testimony of commitment provides physical testimony that an act of commitment has occurred.  A documented and public commitment will garnish the support of others, providing a foundation for future support and acknowledgement that will create an influential force of community improvement and change.  

Part 9 of 11: Facilitate Autonomous and Inclusive Decision-Making

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In a post-disaster recovery environment, existing and new groups emerge to give support for, provide assistance to, and set agendas for community needs and long-term recovery efforts.  The ability for local government to coordinate with these institutions and their programs is contingent upon its ability to establish the support of external authorities (State EMA, FEMA, etc.) and to integrate other complimentary disaster recovery programs.  Furthermore, the institutional structure and decision-making process is of critical importance to sustaining long-term disaster recovery operations.  The institution, whether existing or new, must be able to fit into the overall governing structure, establish democratic processes, and be able to adapt to systematic and political changes.

Successful and sustainable community disaster recovery entails integrating public participation into the decision-making process.  Involving the public in the decision-making process provides an opportunity for interested public and affected stakeholders to participate and voice opposition, support, perspectives, and opinions.  Community disaster recovery organizations must be able to navigate the various community layers and involve those whose participation offers the most credibility and those stakeholder groups that are most influential.  As the outreach efforts progress, the players in long-term community recovery will constantly evolve, as new and emergent groups whose interests are affected by the decision-making process become involved in the long-term community recovery process.

Community disaster recovery organizations must not only engage community decision-makers but also stimulate the recognition of at-risk groups, identify high-risk and vulnerable conditions, and provide instrument of change through acknowledgement and commitment.  It is important to note that this often contradicts pre-disaster agendas. To further complicate matters, community disaster recovery deals with politically sensitive topics and often operates outside of the cone of credibility.  When an organization is looking to gain credibility and remain politically sensitive, it must include credible third parties to validate the decision-making process.  Community disaster recovery organizations can establish this credibility by engaging with third parties that are recognized and valued by the community.

FIGURE 6: ORBITS OF DISASTER RECOVERY PARTICIPATION

Part 8 of 11: Develop a Disaster Recovery Funding Strategy

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Community disaster recovery is a long and arduous process that involves a litany of efforts involved with the reconstitution of services, rebuilding, and redevelopment. Recovery projects can take extensive amounts of time, energy, and particularly funding. There are a variety of funding sources available to communities, private non-profit organizations, businesses, families and individuals that have been affected by the disaster; however, it may take considerable effort to identify and obtain proper funding sources, coordinate these funding sources, and implemented funded projects. Funding disaster recovery can be generally secured from a variety of sources; however, the availability and accessibility of these sources of funding will vary based on the type and scale of the event.

FIGURE 5: DISASTER ASSISTANCE PYRAMID

FUNDING SOURCE

DESCRIPTION

Insurance

Insurance is the equitable transfer of the risk of a loss, from one entity to another in exchange for payment. It is a form of risk management primarily used to hedge against the risk of a contingent, uncertain loss.  Property insurance provides protection against risks to property, such as fire, theft or weather damage.

Government Catastrophic Insurance Programs

State Catastrophic Insurance Programs provide coverage to low-probability; high-cost events for select natural disaster such as hurricanes, earthquakes, and floods that are generally excluded from standard insurance policies. Catastrophe insurance is difficult to estimate the total potential cost of an insured loss and a catastrophic event results in an extremely large number of claims being filed at the same time. As a result, government programs such as the NFIP and state catastrophic programs are established to effectively manage hazard risk exposure

Federal Funding

Presidential Disaster Declarations initiate specific kinds of grants, loans and common FEMA funding programs.  There are also numerous other agencies that provide various support through existing disaster related programs. It is important to note that these Federal Disaster Assistance programs are supplemental programs to other funding sources such as insurance and must not duplicate funding provided by other organizations.  Appendix C provides a summary of the disaster recovery assistance programs provide by the federal government

Donated Funds

People and organizations are often generous in times of disaster, trying to make a difference by donating time, money and items.  Donations are often given during the early days of the event.  Communities often have a hard time handling the immediate influx of donations, and as a result many of these donations go wasted.  Properly managing donations could make them available to disaster-stricken residents and organizations during the disaster recovery stages.

Corporate Donations: 

Many corporations provide disaster recovery funding, support or resources through company foundations that are designed to give back to communities.  

Foundation Donations: 

There are also a variety of foundations that offer funds to disaster stricken communities, organizations, businesses and individuals.  Foundations usually have specific projects or programs that they are willing to fund.   

Appendix D provides a summary of the large foundations and corporations that typically provide disaster recovery assistance.

Besides insurance, various Federal disaster assistance programs are available and designed to provide supplemental disaster assistance are the most common sources of disaster assistance funding.  Some of the funds and programs are made specifically to individuals and others are made available to states, local governments, or nonprofit organizations.  With the legislative passing of the Robert T. Stafford Act in 1988, most of the various federal disaster assistance programs were realigned under the auspices of FEMA.  Some programs would remain under the direction of their existing federal agency; however, their activities would be coordinated closely with FEMA.

There are over ninety-three disaster recovery assistance programs provided under the support of various federal agencies.  This assistance is delivered in a myriad of methods including technical assistance, loans, and grants.   A complete listing of these various disaster recovery assistance programs is provided in Appendix C. The most common of these community recovery programs include Community Development Block Grants and Discretionary Awards, Public Assistance Programs, Individual Assistance Programs, Community Disaster Loans, Cora Brown Fund, Crisis Counseling, Disaster Legal Services, Disaster, Crop Disaster Program, Unemployment Assistance, the National Flood Insurance Program, and the Hazard Mitigation Grant Program.

STEPS TO SECURING DISASTER RECOVERY FUNDING

Step 1: Identify Impacts & Needs

Step 2: Identify Disaster Recovery Funding Source

Step 3: Contact Prospective Funders

Step 4: Prepare Proposal Scope, Schedule & Budget

Step 5: Submit Proposal

Step 6: Grant Management

Step 7: Grant Reporting

Step 8: Closeout & Reconciliation

Part 7 of 11: Take Advantage of FEMA Assistance, Identify Hazard Mitigation Opportunities

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Identifying and incorporating mitigation actions into the recovery process are the foundation of a truly effective community recovery process.  Mitigation, as defined by FEMA, is any action taken to eliminate or reduce long-term risk to human life and property from the consequences of natural and human-caused hazards.  Mitigation focuses on breaking the cycle of disaster damage, reconstruction, and repeated damage. The benefits of implementing mitigation actions include:

  • Mitigation creates safer communities by reducing losses of life and property.
  • Mitigation enables individuals and communities to recover more rapidly from disasters.
  • Mitigation lessens the financial impact of disasters on individuals, the Treasury, state, local and tribal communities.

FEMA’s mitigation grant programs provide funding for cost-effective mitigation activities that reduce disaster losses and protect life and property from future disaster damages. Currently, FEMA administers the Hazard Mitigation Grant Program (HMGP), the Flood Mitigation Assistance (FMA) program, the Repetitive Flood Claims (RFC) program, and the Severe Repetitive Loss (SRL) program. The two new grant programs, RFC and SRL, are designed to reduce or eliminate the long-term risk of flooding to NFIP-insured structures, and thereby reduce the number of claims paid from the National Flood Insurance Fund (NFIF).

In 2020, FEMA launched the Building Resilient Infrastructure and Communities (BRIC) program which will support states, local communities, tribes, and territories as they undertake hazard mitigation projects that reduce the risks they face from disasters and natural hazards. BRIC is a new FEMA pre-disaster hazard mitigation program that replaces the existing Pre-Disaster Mitigation (PDM) program.

Benefit-cost analysis is an important mechanism used among local, state and federal governments in evaluating hazard mitigation projects.  Benefit-cost analysis compares the “benefits” and “costs” of a proposed hazard mitigation project. For tornado and hurricane shelters, the only benefits considered are avoided future deaths and injuries in the shelter that are expected to occur as a result of the mitigation project. In other words, benefits are the reduction in expected future deaths and injuries (i.e., the difference in expected future deaths and injuries before and after the mitigation project). These benefits are monetized using Federal guidelines for loss of life and injury. The costs considered are those necessary to implement and maintain the specific mitigation project under evaluation.

Part 6 of 11: Be Prepared to Make Tough Decisions, Analyze Your Recovery Alternatives

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Tough decisions are to be expected in any community’s disaster recovery process.  Communities will be presented with multiple recovery alternatives whose benefits and challenges may not always be obvious or be supported with unilateral agreement.   Sustainable community recovery is dependent upon not only the thorough analysis of recovery alternatives, but also informing decision makers and the public of the benefits and challenges of each recovery alternatives based on predefined criteria.

SUGGESTED CRITERIA FOR ANALYZING RECOVERY ALTERNATIVES

  • Technical Feasibility
  • Economic Benefits
  • Environmental Impact
  • Community Acceptance
  • Staffing, Funding and Maintenance
  • Political Support
  • Historical Projects of similar scope or magnitude
  • Legal Authority
  • Ability to migrate disaster or improvement community resiliency
  • Increase the resiliency or at-risk group
  • Offer a significant benefit to the community in relation to its cost.
  • Have an organization with appropriate authority to coordinate implementation.

Part 5 of 11: Don’t Underestimate the Importance of Post-Disaster Community Outreach and Understanding

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Communication is a critical element in any organization, and especially so for an organization that deals with the complexity and uncertainty of resolving disaster recovery challenges. The more an organization is people and idea oriented, the more important communication becomes. There are scores of ways an organization may choose to communicate with internal and external stakeholders; however, optimal communication will be accomplished by providing accurate information to all inquiring parties or individuals. Although internal communication is of extreme importance, external communications is paramount to ensuring that community recovery issues are identified and resolved effectively. Creating awareness of the community recovery issues, challenges and opportunities with external power agents, as well as recognizing the community vulnerabilities and hazard risks, is a crucial component of a sustainable and resilient community.

There are a variety of methods to effectively engage community organizations, interact with residents and new public frameworks. Each of the following methods is effective in their own right; however, they are even more powerful in fostering positive improvements and sustainable change when they are combined together. A few of these methods include:

The Community disaster recovery process is action-oriented and based upon the core planning principles of: 1) community driven, 2) public involvement, and 3) locally controlled.  Communities can choose different paths to recovery; however, in reality recovery is often constrained because the public is unaware of the choices before them, the lack of community support and buy-in, and the emergence of disaster recovery group conflicts.  Engaging the community and key stakeholders, providing them with information, and giving them a voice can help to reduce conflict and build consensus of long-term community recovery decisions.

Community disaster recovery starts at the local level and, therefore, requires the support of local communities and its leadership.  The incorporation of consensus building, and involvement of decision makers ensures a politically salient process that will foster community unity, improve the quality of the decisions, increase program efficiency, and maintain credibility of the recovery process.  The goal of the public information strategy is to ensure that the residents are given accurate and timely information for their use and own individual planning purposes. If information is not distributed quickly, rumors and misinformation spread and erode confidence in applicant management of the recovery operations.

BENEFITS OF COMMUNITY ENGAGEMENT

  • Additional Resources
  • Better Decisions
  • Community Unity
  • Compliance with Legislation
  • Conflict Resolution
  • Democratic Credibility
  • Easier Fundraising
  • Empowerment
  • More Appropriate Results
  • Responsive to Community Desires
  • Satisfying Public Demand
  • Speedier Redevelopment
  • Sustainability and Improvement
  • Understanding

COMMUNITY ENGAGEMENT METHOD

DESCRIPTION

Action Planning

Allows people to produce plans of action at carefully structured sessions at which all those affected work creatively together

Community Remembrance

Community memorials or vigils as a way of remembering the victims of the event, and strengthening the focus, energy and attention on the disaster recovery issues.

Briefing Workshop

Easy-to-organize working sessions held to introduce people to the community recovery issues, get people involved and motivated, identify useful talent and experience, and identify next steps or initiate the development of solutions

Recovery Alternatives Catalog

Alternative catalogs are useful for helping people understand the range of options, the benefits and challenges associated with the recovery choices and facilitate an informed decision-making process with a large number of people.

Community Recovery Center

Community recovery centers are places where communities can get affordable technical help to plan and manage their individual, business or community disaster recovery efforts

Community Forum

Open, multi-purpose events lasting several hours. They are typically conducted in a 3-stage format designed to gather information, generate ideas, and create interaction between interest groups.

Community Disaster Profiling

Building a common picture of the needs and resources of the affected community with active participation of the community.

Community Recovery Workshop/Festivals

Comprise of a multi-disciplinary team to develop and present their redevelopment ideas in public. They are a good way to identify the boundaries of conflict and develop solutions on controversial recovery topics.

Community Disaster Recovery Shops / Office

Provide a permanent way to disseminate information and create dialogue on community recovery issues. These shops are useful for catastrophic disasters that result in long-term recovery outreach and should be located in the affected community.

Recovery Ideas Competition

An effective way of stimulating creative thinking, generating interest and community momentum. These competitions can be just for professionals or open to everyone.

Interactive Displays

Allow people to engage in the community recovery issues, foster the development of solutions and a forum for discussion. Interactive displays can range from blank sheets of paper with one-line questions to complex computer programs that engage participants in a virtual forum.

Open Space Workshops

Provide a highly democratic framework for enabling any group of people to create their own discussions on almost any disaster recovery theme. They are particularly useful for dealing with post-disaster recovery issues and for generating enthusiasm for dealing with urgent recovery issues that need quick action.

Community Recovery Planning Day/Weekend

A good way for getting key parties to work creatively together to devise and explore disaster recovery options. This is an effective method to develop resolution between two or more organizations with opposing positions on recovery issues.

Recovery Project Prioritizing

Prioritizing is a way for a community or group to prioritize recovery projects based on various criteria. This is an effective method when communities and groups must make tough decisions on which recovery projects they should do and which ones they should abandon.

Disaster Reconnaissance Trip

This involves the visitation of the disaster affected area by technical experts, political leaders or other people of influence. These trips are used to familiarize visitors of the disaster impacts, recovery issues, and proposed solutions in order to gain outside `support.

Mobile / Road Show

Mobile units or road shows are used to deliver technical support to the affected community or to combine a series of workshops, exhibitions, or symposiums to generate a critical mass of energy needed on critical community recovery issues.

Part 4 of 11: Thoroughly Assess Your Community Disaster Impacts and Immediate Needs

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One of the most immediate, and critical, operational needs for ESF 14 is the timely and accurate assessment of post-disaster community needs that is incorporated into community recovery strategy. A timely impact analysis and accurate needs assessment sets the operational tempo for the long-term community recovery and provides the necessary intelligence for local, regional, state and federal partners as to the necessity of ESF 14 support. A community’s impact assessment process should be comprised of three stages: 1) community impact profiles, 2) community cross-sector impact analysis, and 3) impact assessment and analysis. This information will be used not only to justify the necessity of ESF 14, but also provide an operational framework in which disaster management leadership and local community stakeholders are afforded a visionary perspective of potential disaster recovery issues. Most importantly, these assessments provide communities with a strategic perspective that extends beyond tactical operations of delivering immediate community needs and provide a framework for the management of sustained long-term recovery operations.

There has been growing attention of the importance of thoroughly understanding pre-disaster vulnerabilities and their association with understanding potential disaster impacts. Evidence has demonstrated that large-scale hazard events exacerbate the preexisting conditions of a community. This finding provides clarity that a community’s threat and hazard risks is a function not only of a community’s core capabilities and potential hazard impacts but also provides support that consideration must be made to evaluate the community’s pre-disaster conditions that either heighten or reduce its vulnerability to disaster. When disasters happen they have a cascading impact on a community and its residents, essential services, and critical assets. This understanding can assist in conducting a timely and accurate assessment of community hazard impacts.

FIGURE 4: COMMUNITY VULNERABILITIES & DISASTER IMPACTS

Part 3 of 11: Coordinate Disaster Recovery Committees and Support Their Transition Throughout the Recovery Process

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The severity and impacts of the event, as well as the disaster-experience, capability, capacity, and perspective of the affected individuals and groups, will have profound effect in how recovery is defined and activities are prioritized. Similar to the other operational phases of emergency management (i.e., preparedness, response, and mitigation), recovery does not exist within a defined boundary of activities or timeframe. Recovery is a complex process in which pre-disaster emergency management practices, community cultures, and bureaucratic systems can have profound influence on the recovery process.

There is not a defined transition from response to recovery, and therefore the most daunting challenges faced during response such as debris removal, sheltering/temporary housing, and restoration of critical lifeline infrastructures often carry over into disaster recovery operations. In essence the ability to effectively manage and deliver vital short-term needs and to understand the challenges of recovery prior to the event, have a direct effect on the ability of communities to focus on broader sustained long-term recovery objectives and influence long-term recovery decisions.

There are litanies of disaster recovery activities that will be led or supported by a variety of organization types. These organizations will depend on the continued coordination and support of local, regional, and outside resources. Here are a few ‘typical’ disaster recovery activities communities should consider:

  • Damage Assessments
  • Debris Management
  • Emergency Protective Measures
  • Individual / Resident
    • Housing
    • Social-Psychological
  • Businesses
    • Small Businesses Interruption
    • Large Businesses Interruption
  • Key Community Organizations
  • Government
    • Government Owned Buildings
    • Essential Community Functions
    • Schools
  • Infrastructure & Lifelines
    • Roads & Bridges
    • Public Transit
    • Water Control Facilities
    • Ports & Airports
    • Communications
    • Water & Sewer
    • Electricity
    • Gas
  • Other Recovery Issues
    • Environmental
    • Historic & Cultural Resources
    • Insurance
  • Hazard Mitigation

Part 2 of 11: Create a Disaster Recovery Management Strategy that is Supported by Community Leaders

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The corner stone to an effective community recovery strategy is a sound management plan that is supported by community leaders, elected officials, and disaster management professionals.  Purely developing a management plan is not enough; it must be formalized and recognized by multiple parties.  Furthermore, the management plan must balance many of the common controls of any success program effort: 1) ability to meet projected schedules, 2) control budgets, 3) operate within a defined magnitude or scope, and 4) achieve pre-determined community recovery performance objectives.  The common operations of a community recovery strategy include:

  1. Coordinate Disaster Recovery Operations
  2. Access Community Impacts
  3. Post-Disaster Outreach and Awareness
  4. Analyze Recovery Alternatives
  5. Identify Hazard Mitigation Opportunities
  6. Develop Disaster Recovery Funding Strategy
  7. Facilitate Autonomous Decision-Making
  8. Track and Report Community Recovery Projects
  9. Measure Community Recovery Progress